中信證券股份有限公司（以下簡稱“中信證券”或“公司”），于1995年10月25日在北京成立。2002年12月13日，經中國證券監督管理委員會核準，中信證券向社會公開發行4億股普通A股股票，2003年1月6日在上海證券交易所掛牌上市交易，股票簡稱“中信證券”，股票代碼“600030”。 2011年10月6日在香港聯合交易所上市交易，股票代碼為“6030”。
中信證券主營業務范圍為：證券經紀（限山東省、河南省、浙江省、福建省、江西省以外區域）；證券投資咨詢；與證券交易、證券投資活動有關的財務顧問；證券承銷與保薦；證券自營；證券資產管理；融資融券；證券投資基金代銷；為期貨公司提供中間介紹業務；代銷金融產品。
2012年，公司各項主營業務排名繼續位居中國證券行業前列。經紀業務合并市場份額5.76%，保持市場**。投行業務完成股票主承銷項目30單，主承銷金額人民幣506億元，市場份額10.53%，排名市場第二；完成債券主承銷項目137單，主承銷金額人民幣2,153.55億元，市場份額5.13%，排名同業**；完成并購交易項目19單，其中境內10單，跨境9單。資產管理業務管理資產規模人民幣2,508.39億元，排名同業**。固定收益業務債券做市交易量人民幣4.2萬億元，全市場排名第四，同業排名**。融資融券合并業務余額人民幣88.38億元，市場份額9.87%，排名市場**。QFII客戶增至72家，客戶交易量排名市場**。研究業務連續七年榮獲新財富“本土佳研究團隊”**名。
截至2012年12月31日，中信證券持股5%以上的股東為中國中信集團公司（持股比例為20.30%）。公司依托**大股東——中國中信集團公司，與中信銀行、中信信托、信誠人壽保險等公司共同組成中信控股之綜合經營模式，并與中信國際金融控股共同為客戶提供境內外全面金融服務。
中信證券下屬中信證券（浙江）有限責任公司、中信萬通證券有限責任公司、中信證券國際有限公司、中證期貨有限公司、金石投資有限公司、中信證券投資有限公司等6家控股子公司，下屬華夏基金管理有限公司、中信產業投資基金管理有限公司、建投中信資產管理有限公司、中信標普指數信息服務（北京）有限公司等4家參股子公司。
上市以來，中信證券進行了兩次增資擴股，2006年非公開發行5億股，募集資金約46億元；2007年公開發行3.34億股，募集資金約250億元。2008年4月，公司實施資本公積轉增。轉增完成后，公司總股本達6,630,467,600股。2010年6月，公司實施資本公積轉增。轉增完成后，公司總股本達9,945,701,400股。2011年9月-10月公司首次完成H股發行，公司總股本達1,101,690.84萬股，其中，A股983,858.07萬股，H股117,832.77萬股。截至2012年12月31日，公司總資產1685.08億元，凈資產864.65億元，凈資本404.72億元，是國內規模大的證券公司。
About Us
CITIC Securities Co., Ltd. (CITICS) was incorporated in Beijing on October 25, 1995.Upon approval of Chinese Securities Regulatory Commission (CSRC) on December 13, 2002, CITICS undertook an initial public offering (IPO) of 400 million common A shares. On January 6, 2003, CITICS (Ticker: 600030) was listed on the Shanghai Stock Exchange. On October 6, 2011, CITICS (Ticker: 6030) was listed on the Hong Kong Exchange, with H shares in issue total of 1,094,830,000.
The business scope of the Company covers: securities brokerage (for areas other than Shandong Province, Henan Province, Zhejiang Province, Fujian Province and Jiangxi Province); securities investment consulting; financial advisory services related to securities trading and securities investment activities; securities underwriting and sponsorship; securities proprietary business; securities asset management; margin financing and securities lending; securities investment fund sales agency; provision of brokerage services to futures companies; and distribution of financial products.
In 2012, our major businesses maintained their leading positions in China’s securities industry. The brokerage business accounted for 5.76% of the combined market share, maintaining its number one position in the market. Our investment banking team completed a total of 30 equity lead underwriting transactions and 137 bond lead underwriting transactions, with a lead underwriting amount of RMB50.6 billion and RMB215.36 billion, accounting for 10.53% and 5.13% of the market share, and ranking second and first among brokers, respectively. We completed 19 merger and acquisition deals, of which 10 were domestic transactions and nine were cross-border transactions. The AUM of our asset management business reached RMB250.84 billion, ranking first among our peers. Our fixed income business completed a total bond market-making volume of RMB4.2 trillion, ranking fourth in the entire market and first among brokers. The outstanding balance of our margin financing and securities lending amounted to RMB8.84 billion, securing a market share of 9.87%, which was ranked first in the market. The number of our QFII clients increased to 72, with the trading volume ranking first in the market. Our research business was ranked first for the seventh consecutive year as the “Best Local Research Team” by New Fortune Magazine.
As of 31 December 2012, CITIC Group is the shareholder holding more than 5% of the total shares of the Company (percentage to the total number of shares is 20.30%). Leveraging the synergy of CITIC Group, CITIC Bank, CITIC Trust, and CITIC Prudential, the Company provides comprehensive financial services home and abroad, together with CITIC International Financial Holdings Limited.
CITICS holds controlling stakes in six subsidiaries, namely: CITIC Securities (Zhejiang) Co., Ltd, CITIC Wantong Securities Co., Ltd, CITIC Securities International Company Limited (“CSI”), CITIC Futures Co., Ltd, GoldStone Investment Co., Ltd., and CITIC Securities Investment Company Limited (CITIC Securities Investment) and holds non-controlling stakes in four principal subsidiaries, namely China AMC, CITIC PE Fund, Jiantou Zhongxin Asset Management Co., Ltd., and S&P/CITIC Index Information Services (Beijing) Co., Ltd.
Since the A share IPO, the Company completed two secondary offerings. The Company issued 500,000,000 A Shares by private placement and 334,000,000 A shares by public offering respectively in 2006 and 2007, and raised around RMB4.6 billion and RMB 25 billion subsequently. After tow capitalization issue, the total number of issued Share of the Company increased to 6,630,467,600 in April 2008 and 9,945,701,400 in June 2010. The Company completed the H-share IPO in September and October of 2011, and the total number of issued Shares of the Company increased from 9,945,701,400 to 11,016,908,400, of which 9,838,580,700 Shares were A Shares and 1,178,327,700 Shares were H Shares. As of 31 December 2012, the Company maintained the largest securities company in China, with a total asset of RMB168.51billion, equity of RMB86.47 billion, and net capital of RMB40.47 billion.
